Filing Details

Accession Number:
0001465740-16-000150
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-11 17:21:32
Reporting Period:
2016-05-10
Filing Date:
2016-05-11
Accepted Time:
2016-05-11 17:21:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO Real Estate Investment Trusts (6798) 270312904
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474897 Thomas Siering Two Harbors Investment Corp.
590 Madison Avenue, 36Th Floor
New York NY 10022
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-05-10 5,000 $8.37 858,553 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 544,362 Indirect By grantor retained annuity trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.3699 to $8.3785, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
  2. Does not include 544,362 shares reported on this Form 4 as indirectly owned by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I, for which the reporting person is the sole trustee and annuitant. These shares were previously reported by the reporting person as directly owned prior to their contribution to the Trust.