Filing Details
- Accession Number:
- 0001209191-16-119128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 16:20:30
- Reporting Period:
- 2016-05-09
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 16:20:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1522676 | Karen Raskopf | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Svp,Chief Communication Offcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-09 | 19,200 | $3.02 | 19,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-09 | 19,200 | $46.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2016-05-09 | 6,064 | $0.00 | 6,064 | $3.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2016-05-09 | 13,136 | $0.00 | 13,136 | $3.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,586 | 2020-02-23 | No | 4 | M | Direct | |
| 0 | 2020-02-23 | No | 4 | M | Direct |
Footnotes
- On 02/23/2010, the reporting person was granted an option to purchase 76,619 shares of Common Stock. The option vests based upon time(five equal annual installments that began on 02/23/2011) and performance criteria.
- On 02/23/2010, the reporting person was granted an option to purchase 32,837 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 02/23/2011).
Billionaire Hedge Funds
