Filing Details

Accession Number:
0001225208-16-033131
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-11 16:11:55
Reporting Period:
2016-05-09
Filing Date:
2016-05-11
Accepted Time:
2016-05-11 16:11:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 800640649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484625 A Gloria Flach 2980 Fairview Park Drive
Falls Church VA 22042
Cvp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-09 34,424 $63.22 118,252 No 4 M Direct
Common Stock Acquisiton 2016-05-09 29,832 $54.46 148,084 No 4 M Direct
Common Stock Disposition 2016-05-09 18,907 $214.30 129,177 No 4 F Direct
Common Stock Disposition 2016-05-09 22,509 $214.30 106,668 No 4 F Direct
Common Stock Disposition 2016-05-09 29,666 $213.95 77,002 No 4 S Direct
Common Stock Disposition 2016-05-10 11,421 $215.77 65,581 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-buy) Disposition 2016-05-09 34,424 $63.22 34,424 $63.22
Common Stock Stock Option (Right-to-buy) Disposition 2016-05-09 29,832 $54.46 29,832 $54.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-15 No 4 M Direct
0 2017-02-16 No 4 M Direct
Footnotes
  1. Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise in accordance with Rule 16b-3(e).
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. Represents the weighted average sale price of $213.95 rounded to the nearest hundredth. The highest price at which the shares were sold was $214.66 and the lowest price at which the shares were sold was $212.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  4. Represents the weighted average sale price of $215.77 rounded to the nearest hundredth. The highest price at which the shares were sold was $216.52 and the lowest price at which the shares were sold was $214.72. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
  5. The option is fully exercisable.