Filing Details

Accession Number:
0000899243-16-019330
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-05 22:24:26
Reporting Period:
2016-05-03
Filing Date:
2016-05-05
Accepted Time:
2016-05-05 21:24:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434728 Global Water Resources Inc. GWRS Water Supply (4941) 900632193
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1673037 T Trevor Hill C/O Global Water Resources, Inc.
21410 N 19Th Avenue #220
Phoenix AZ 85027
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-03 85,526 $6.25 2,125,641 No 4 P Direct
Common Stock Acquisiton 2016-05-03 91,667 $0.00 2,217,308 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Footnotes
  1. These shares were purchased by the reporting person directly from the underwriter at the public offering price in connection with the initial public offering of the common stock of Global Water Resources, Inc. (the "Company").
  2. On May 3, 2016, the Company completed its merger (the "Merger") with GWR Global Water Resources Corp. ("GWRC") pursuant to which GWRC merged with and into the Company, with the Company surviving as a Delaware corporation. Holders of GWRC's common shares received one share of the Company's common stock for each then outstanding common share of GWRC. As a result, the reporting person received 91,667 shares of the Company's common stock for the 91,667 common shares of GWRC held by the reporting person prior to the consummation of the Merger.