Home > Insider Trading > Filing (0000899243-16-019325)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1434728	Global Water Resources Inc.	GWRS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1041175	S William Levine	C/O Global Water Resources, Inc. 21410 N 19Th Avenue #220 Phoenix AZ 85027		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-03	101,199	$6.25	4,580,409	No	4	P	Indirect	By Levine Investments Limited Partnership
Common Stock	Acquisiton	2016-05-03	1,600,000	$0.00	6,180,409	No	4	A	Indirect	By Levine Investments Limited Partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Levine Investments Limited Partnership
No	4	A	Indirect	By Levine Investments Limited Partnership

Footnotes

These shares were purchased by the reporting person directly from the underwriter at the public offering price in connection with the initial public offering of the common stock of Global Water Resources, Inc. (the "Company").
On April 28 2016, the Company effected a 100.68-for-1 forward stock split of its common stock. The number of shares reported has been adjusted to reflect the stock split.
Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
On May 3, 2016, the Company completed its merger (the "Merger") with GWR Global Water Resources Corp. ("GWRC") pursuant to which GWRC merged with and into the Company, with the Company surviving as a Delaware corporation. Holders of GWRC's common shares received one share of the Company's common stock for each then outstanding common share of GWRC. As a result, the reporting person received 1,600,000 shares of the Company's common stock for the 1,600,000 common shares of GWRC held by the reporting person prior to the consummation of the Merger.