Filing Details

Accession Number:
0001141391-16-000151
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-05 16:48:48
Reporting Period:
2016-05-03
Filing Date:
2016-05-05
Accepted Time:
2016-05-05 16:48:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338914 Ajay Banga 2000 Purchase Street
Purchase NY 10577-2509
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-03 129,740 $23.27 352,848 No 4 M Direct
Class A Common Stock Disposition 2016-05-03 166,738 $96.36 186,110 No 4 S Direct
Class A Common Stock Disposition 2016-05-03 9,502 $97.24 176,608 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-05-03 129,740 $0.00 129,740 $23.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 65,610 Indirect By GRAT
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 17, 2016. The pre-planned trading plan was adopted by the reporting person on February 10, 2016.
  2. Represents the weighted average sales price for price increments ranging from $95.960 to $96.959
  3. Represents the weighted average sales price for price increments ranging from $96.980 to $97.510
  4. The reporting person was awarded 259,480 employee stock options on March 1, 2010, which vested in four equal annual installments beginning on March 1, 2011.