Filing Details
- Accession Number:
- 0001209191-16-117402
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-04 16:30:20
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-04
- Accepted Time:
- 2016-05-04 16:30:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190945 | C Mark Herr | Bank Mutual Corporation 4949 W. Brown Deer Rd. Milwaukee WI 53223 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-05-02 | 2,500 | $8.17 | 26,086 | No | 4 | S | Indirect | In trust |
| Common Stock | Disposition | 2016-05-02 | 2,500 | $0.00 | 23,586 | No | 5 | G | Indirect | In trust |
| Common Stock | Acquisiton | 2016-05-02 | 2,500 | $0.00 | 8,927 | No | 5 | G | Indirect | In trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | In trust |
| No | 5 | G | Indirect | In trust |
| No | 5 | G | Indirect | In trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,083 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct | |
| Common Stock | Options to buy | $3.39 | 2022-01-17 | 15,000 | 15,000 | Direct | |
| Common Stock | Options to buy | $4.82 | 2023-01-22 | 11,000 | 11,000 | Direct | |
| Common Stock | Options to buy | $7.17 | 2024-01-21 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-18 | 15,000 | 15,000 | Direct |
| 2022-01-17 | 15,000 | 15,000 | Direct |
| 2023-01-22 | 11,000 | 11,000 | Direct |
| 2024-01-21 | 7,500 | 7,500 | Direct |
Footnotes
- As trustee of the Herr-Huebner Revocable Trust.
- Filed on a voluntary basis to reflect a change in the form of ownership. No purchase or sale was involved.
- As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
- Directors Stock Option. The option is fully vested.
- Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
Billionaire Hedge Funds
