Filing Details

Accession Number:
0001122304-16-000236
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-04 16:20:09
Reporting Period:
2016-05-02
Filing Date:
2016-05-04
Accepted Time:
2016-05-04 16:20:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122304 Aetna Inc AET Hospital & Medical Service Plans (6324) 232229683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352552 T Mark Bertolini 151 Farmington Avenue
Hartford CT 06156
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-02 106,570 $39.93 496,588 No 4 M Direct
Common Stock Disposition 2016-05-02 73,060 $113.85 423,528 No 4 F Direct
Common Stock Disposition 2016-05-03 33,510 $114.00 390,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2016-05-02 106,570 $39.93 106,570 $39.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-06-30 2016-06-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 454,071 Indirect By GRAT
Footnotes
  1. Excludes 454,071 shares previously owned directly which were contributed to a grantor retained annuity trust on April 18, 2016 in which Mr. Bertolini is Trustee.
  2. Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
  3. Average sale price.