Filing Details
- Accession Number:
- 0001141391-16-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-04 15:32:53
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-04
- Accepted Time:
- 2016-05-04 15:32:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418221 | J Gary Flood | 2000 Purchase Street Purchase NY 10577-2509 | President, Gl Prod & Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-05-02 | 4,440 | $23.27 | 64,015 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2016-05-02 | 42,880 | $24.04 | 106,895 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2016-05-02 | 26,500 | $42.04 | 133,395 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-05-02 | 62,357 | $97.08 | 71,038 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-05-02 | 33,978 | $97.78 | 37,060 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-02 | 4,440 | $0.00 | 4,440 | $23.27 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-02 | 42,880 | $0.00 | 42,880 | $24.04 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-05-02 | 26,500 | $0.00 | 26,500 | $42.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-01 | No | 4 | M | Direct | |
| 0 | 2021-03-01 | No | 4 | M | Direct | |
| 34,140 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on March 8, 2016. The pre-planned trading plan was adopted by the reporting person on March 3, 2016.
- Represents the weighted average sales price for price increments ranging from $96.5700 to $97.5650
- Represents the weighted average sales price for price increments ranging from $97.5700 to $97.9300.
- The Reporting Person was awarded 64,880 employee stock options on March 1, 2010, which vested in four equal installments beginning on March 1, 2011.
- The Reporting Person was awarded 75,840 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
- The Reporting Person was awarded 60,640 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.
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