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Home > Insider Trading > Filing (0000018230-16-000514)

Filing Details

Accession Number:: 0000018230-16-000514
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-03 19:24:54
Reporting Period:: 2016-04-29

Filing Date:: 2016-05-03
Accepted Time:: 2016-05-03 19:24:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1307061	M Bradley Halverson	100 N.e. Adams Street Peoria IL 61629	Group President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-04-29	184	$78.08	17,296	No	4	S	Indirect	Held by Mindy Halverson Trust
Common Stock	Disposition	2016-05-01	260	$77.35	12,051	No	4	F	Direct
Common Stock	Disposition	2016-05-03	694	$76.53	11,357	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Mindy Halverson Trust
No	4	F	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,660	Indirect	Held by 401(k) plan

Footnotes

Represents shares withheld from the reporting person solely to satisfy tax obligations arising from the vesting of restricted stock units granted on 05/01/2012, of which one-third vested on 05/01/2016.
The information in this report is based on a 401(k) Plan statement dated as of 03/31/2016.