Filing Details
- Accession Number:
- 0001590177-16-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-03 19:20:40
- Reporting Period:
- 2016-05-02
- Filing Date:
- 2016-05-03
- Accepted Time:
- 2016-05-03 19:20:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590177 | Mike Slessor | 7005 Southfront Road Livermore CA 94551 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-02 | 84,800 | $0.00 | 282,533 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-03 | 32,857 | $7.14 | 249,676 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units | Restricted Stock Units | Acquisiton | 2016-05-02 | 30,000 | $0.00 | 30,000 | $0.00 |
| Common Stock | Performance Shares | Disposition | 2016-05-02 | 84,800 | $0.00 | 84,800 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Represents the amount of performance-based restricted stock units (granted in May 2014) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2016, as previously reported on a Form 4. These units are fully vested, and the underlying shares were released on May 2, 2016.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $7.138222 through $7.1437. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Restricted Stock Units vest in three equal annual installments following the grant date. Vested shares will be delivered on the first day on or after vesting that occurs during an open trading window under the Issuer's insider trading policy.
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