Filing Details
- Accession Number:
- 0001209191-16-117062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-03 18:13:35
- Reporting Period:
- 2016-05-03
- Filing Date:
- 2016-05-03
- Accepted Time:
- 2016-05-03 17:13:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560734 | Brad Feller | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-03 | 25,000 | $11.75 | 86,628 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $9.02 | 2021-01-13 | 24,107 | 24,107 | Direct | |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $9.02 | 2021-01-13 | 893 | 893 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 83,148 | 83,148 | Direct | ||
| Common Stock | Restriced Stock Units | $0.00 | 18,560 | 18,560 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 32,270 | 32,270 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-13 | 24,107 | 24,107 | Direct |
| 2021-01-13 | 893 | 893 | Direct |
| 83,148 | 83,148 | Direct | |
| 18,560 | 18,560 | Direct | |
| 32,270 | 32,270 | Direct |
Footnotes
- This price represents the weighted average purchase price of the shares purchased in multiple transactions at prices ranging from $11.73 to $11.76 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Feller will provide full information regarding the number of shares purchased at each separate price.
- This option vests and becomes exercisable as to 1/4th of the underlying shares on January 13, 2015 and then 1/48th per month thereafter.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
- These RSUs vest in four annual installments beginning on February 5, 2015.
- These RSUs vest in three annual installments beginning on May 5, 2016.
- These RSUs vest in four annual installments beginning on May 5, 2017.
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