Filing Details

Accession Number:
0001127602-16-049557
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-20 13:51:21
Reporting Period:
2016-04-19
Filing Date:
2016-04-20
Accepted Time:
2016-04-20 13:51:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
66740 3M Co MMM Surgical & Medical Instruments & Apparatus (3841) 410417775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577544 F Michael Roman 3M Center
St. Paul MN 55144-1000
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-05 1,100 $0.00 5,812 No 5 G Direct
Common Stock Acquisiton 2016-04-19 1,500 $87.35 7,435 No 4 M Direct
Common Stock Disposition 2016-04-19 1,500 $170.00 5,935 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2016-04-19 1,500 $0.00 1,500 $87.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-05-09 2016-05-09 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2015.
  2. Includes shares acquired under 3M's General Employee Stock Purchase Plan.