Filing Details

Accession Number:
0001209191-16-113923
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-12 09:31:41
Reporting Period:
2016-04-11
Filing Date:
2016-04-12
Accepted Time:
2016-04-12 09:31:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
704051 Legg Mason Inc. LM Investment Advice (6282) 521200960
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345464 Trian Partners General Partner, Llc 280 Park Avenue
41St Floor
New York NY 10017
No No No Yes
1345469 Trian Partners Parallel Fund I General Partner, Llc 280 Park Avenue
41St Floor
New York NY 10017
No No No Yes
1345471 Trian Fund Management, L.p. 280 Park Avenue, 41St Floor
New York NY 10017
No No No Yes
1345472 Trian Fund Management Gp, Llc 280 Park Avenue
41St Floor
New York NY 10017
No No No Yes
1498042 Trian Partners Strategic Investment Fund General Partner, Llc 280 Park Avenue
41St Floor
New York NY 10017
No No No Yes
1507250 Trian Partners (Erisa) General Partner, Llc 280 Park Avenue
41St Floor
New York NY 10017
No No No Yes
1507558 Trian Partners Strategic Investment Fund-A General Partner, Llc 280 Park Avenue
41St Floor
New York NY 10017
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.10 Par Value Disposition 2016-04-11 10,526,153 $32.00 513,743 No 4 S Indirect Please see explanation below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Please see explanation below
Footnotes
  1. Trian Fund Management GP, LLC is the general partner of Trian Fund Management, L.P, which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Master Fund (ERISA), L.P. ("Trian ERISA Fund"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund" ) and Trian Partners Strategic Investment Fund-A, L.P. ("Strategic Fund-A").
  2. (FN 1, contd.) Trian Partners General Partner, LLC is the general partner of Trian Partners GP, L.P., which is the general partner of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the general partner of Parallel Fund I. Trian Partners (ERISA) General Partner, LLC is the general partner of Trian Partners (ERISA) GP, L.P., which is the general partner of Trian ERISA Fund. Trian Partners Strategic Investment Fund General Partner, LLC is the general partner of Trian Partners Strategic Investment Fund GP, L.P., which is the general partner of Strategic Fund and Trian Partners Strategic Investment Fund-A General Partner, LLC is the general partner of Trian Partners Strategic Investment Fund-A GP, L.P., which is the general partner of Strategic Fund-A.
  3. (FN 2, contd.) Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.