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Filing Details

Accession Number:: 0000098246-16-000236
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-04-06 17:43:27
Reporting Period:: 2016-04-04

Filing Date:: 2016-04-06
Accepted Time:: 2016-04-06 17:43:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
98246	Tiffany & Co	TIF	Retail-Jewelry Stores (5944)	133228013

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1016753	Joseph Michael Kowalski	Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock $.01 Par	Acquisiton	2016-04-04	67,000	$58.00	112,260	No	4	M	Direct
Common Stock $.01 Par	Acquisiton	2016-04-04	53,250	$60.54	165,510	No	4	M	Direct
Common Stock $.01 Par	Acquisiton	2016-04-04	34,500	$63.76	200,010	No	4	M	Direct
Common Stock $.01 Par	Disposition	2016-04-04	102,926	$72.41	97,084	No	4	S	Direct
Common Stock $.01 Par	Disposition	2016-04-04	51,824	$73.50	45,260	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock $.01 Par	Employee Stock Option (Right to Buy)	Disposition	2016-04-04	67,000	$0.00	67,000	$58.00
Common Stock $.01 Par	Employee Stock Option (Right to Buy)	Disposition	2016-04-04	53,250	$0.00	53,250	$60.54
Common Stock $.01 Par	Employee Stock Option (Right to Buy)	Disposition	2016-04-04	34,500	$0.00	34,500	$63.76

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2021-01-20	No	4	M	Direct
2022-01-18	No	4	M	Direct
2023-01-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock $.01 Par	50,000	Indirect	By Trust
Common Stock $.01 Par	17,572	Indirect	By Kowalski Family Foundation

Footnotes

848 shares in the total is an unvested restricted stock unit grant.
The price in Column 4 is a weighted average price. The price actually received ranged from $72.06 to $73.05 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The price actually received ranged from $73.06 to $74.05 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2011. The option vested in four equal annual installments on January 20, 2012, 2013, 2014 and 2015.
Total grant 67,000 shares. 0 shares previously exercised.
Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 18, 2012. The option was scheduled to vest in four equal annual installments on January 18, 2013, 2014, 2015 and 2016. Pursuant to the applicable terms of such option, 17,750 unvested options were forfeited upon Mr. Kowalski's retirement as Chief Executive Officer, effective March 31, 2015, and his transition to a non-employee director serving as Chairman of the Board, effective April 1, 2015.
53,250 options vested prior to Mr. Kowalski's retirement as Chief Executive Officer effective March 31, 2015. 0 shares previously exercised.
Options granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 16, 2013. The option was scheduled to vest in four equal annual installments on January 16, 2014, 2015, 2016 and 2017. Pursuant to the applicable terms of such option, 34,500 unvested options were forfeited upon Mr. Kowalski's retirement as Chief Executive Officer, effective March 31, 2015, and his transition to a non-employee director serving as Chairman of the Board, effective April 1, 2015.
34,500 options vested prior to Mr. Kowalski's retirement as Chief Executive Officer effective March 31, 2015. 0 shares previously exercised.