Filing Details

Accession Number:
0001141391-16-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-06 12:10:13
Reporting Period:
2016-04-04
Filing Date:
2016-04-06
Accepted Time:
2016-04-06 12:10:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602576 H Timothy Murphy 2000 Purchase Street
Purchase NY 10577-2509
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-04-04 7,020 $24.04 45,215 No 4 M Direct
Class A Common Stock Acquisiton 2016-04-04 10,100 $42.04 55,315 No 4 M Direct
Class A Common Stock Disposition 2016-04-04 18,905 $94.96 36,410 No 4 S Direct
Class A Common Stock Disposition 2016-04-04 1,243 $95.64 35,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2016-04-04 7,020 $0.00 7,020 $24.04
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2016-04-04 10,100 $0.00 10,100 $42.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-01 No 4 M Direct
0 2022-03-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,000 Indirect By Child 1
Class A Common Stock 1,000 Indirect By Child 2
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 4, 2016.
  2. Represents the average sales price for price increments ranging from $94.5200 to $95.5000.
  3. Represents the average sales price for price increments ranging from $95.6000 to $95.7100.
  4. The reporting person was awarded 28,080 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
  5. The reporting person was awarded 20,200 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.