Filing Details
- Accession Number:
- 0001209191-16-111744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-04-01 17:18:09
- Reporting Period:
- 2016-03-30
- Filing Date:
- 2016-04-01
- Accepted Time:
- 2016-04-01 17:18:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1353283 | Splunk Inc | SPLK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233412 | Godfrey Sullivan | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-03-01 | 6,600 | $0.00 | 672,440 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2016-03-30 | 90,000 | $0.00 | 762,440 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2016-03-30 | 21,900 | $48.91 | 740,540 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-03-30 | 600 | $49.58 | 739,940 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 900,000 | Indirect | See footnote |
Footnotes
- The reported shares are represented by performance units ("PSUs") earned pursuant to the terms of a performance unit award granted on March 9, 2015 reflecting the achievement of the related performance conditions. Twenty-five percent of the PSUs vest on March 30, 2016 and 1/16th of the PSUs shall vest quarterly thereafter on June 10th, September 10th, December 10th and March 10th of each year.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.51 to $49.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.52 to $49.67, inclusive.
- Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
Billionaire Hedge Funds
