Filing Details

Accession Number:
0001127602-16-048006
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-01 11:05:46
Reporting Period:
2016-03-30
Filing Date:
2016-04-01
Accepted Time:
2016-04-01 11:05:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113169 Price T Rowe Group Inc TROW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 522264646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456872 D Christopher Alderson 100 E. Pratt Street
Baltimore MD 21202
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-30 5,000 $0.00 105,629 No 5 G Direct
Common Stock Acquisiton 2016-03-30 76,783 $44.37 182,412 No 4 M Direct
Common Stock Acquisiton 2016-03-30 72,867 $48.05 255,279 No 4 M Direct
Common Stock Disposition 2016-03-30 149,650 $74.33 105,629 No 4 S Direct
Common Stock Acquisiton 2016-03-31 48 $72.00 105,677 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2016-03-30 76,783 $0.00 76,783 $44.37
Common Stock Stock Options (Right to Buy) Disposition 2016-03-30 72,867 $0.00 72,867 $48.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-11-01 2016-11-01 No 4 M Direct
0 2008-09-06 2017-09-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 262,000 Indirect Spouse
Footnotes
  1. The range of prices for this transaction were $73.85 to $74.72. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.
  2. Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
  3. 11/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007.
  4. 09/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on 09/06/2008.