Filing Details

Accession Number:
0000046619-16-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-28 16:46:26
Reporting Period:
2016-03-24
Filing Date:
2016-03-28
Accepted Time:
2016-03-28 16:46:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
46619 Heico Corp HEI, HEI.A Aircraft Engines & Engine Parts (3724) 650341002
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200631 Alan Schriesheim 3000 Taft Street
Hollywood FL 33021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-24 3,000 $0.63 3,000 No 4 M Direct
Common Stock Disposition 2016-03-24 3,000 $59.35 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to purchase Common Stock) Disposition 2016-03-24 3,000 $0.00 3,000 $0.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,890 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,575 Indirect By 409A Plan
Class A Common Stock 5,370 Indirect By Estate
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to purchase Common Stock) $1.12 98,841 98,841 Direct
Class A Common Stock Option (Right to purchase Class A Common Stock) $0.48 20,221 20,221 Direct
Class A Common Stock Option (Right to purchase Class A Common Stock) $0.63 81,839 81,839 Direct
Class A Common Stock Option (Right to purchase Class A Common Stock) $1.12 61,876 61,876 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
98,841 98,841 Direct
20,221 20,221 Direct
81,839 81,839 Direct
61,876 61,876 Direct
Footnotes
  1. Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
  2. Represents shares held by the estate of deceased spouse.
  3. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 60,890 shares of Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
  4. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 98,841 shares of Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
  5. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 20,221 shares of Class A Common Stock at an exercise price of $.4754 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
  6. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 81,839 shares of Class A Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
  7. The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 61,876 shares of Class A Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.