Filing Details

Accession Number:
0001140361-16-058718
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-22 15:35:35
Reporting Period:
2016-03-18
Filing Date:
2016-03-22
Accepted Time:
2016-03-22 15:35:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137547 United Security Bancshares UBFO National Commercial Banks (6021) 912112732
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1144507 R Dennis Woods 2126 Inyo Street
Fresno CA 93721
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ubfo Common Stock Disposition 2016-03-18 5,000 $4.95 1,130,420 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2016. The Rule 10b5-1 plan was adopted for estate planning and diversification purposes, covers a limited period of time, and covers a of the reporting person's anticipated annual stock limited number of shares that represents only a portion dividends."
  2. Includes 56,812 shares as custodian for minors & 32,196 shares owned by spouse.