Home > Insider Trading > Filing (0001596771-16-000099)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1506492	Sunshine Heart Inc.	SSH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1213867	L John Erb	12988 Valley View Road Eden Prairie MN 55344	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-16	356,000	$0.00	381,628	No	4	A	Direct
Common Stock	Acquisiton	2016-03-16	2,500	$0.91	384,128	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (right to buy)	Acquisiton	2016-03-16	534,000	$0.00	534,000	$0.93

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
534,000		2026-03-16	No	4	A	Direct

Footnotes

The reporting person was granted restricted stock units, which vest in 12 approximately equal consecutive monthly increments, so that all of the shares will be vested on the one-year anniversary of the date of grant.
The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so that all of the options will be vested on the four-year anniversary of the date of grant.