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Home > Insider Trading > Filing (0001209191-16-107488)

Filing Details

Accession Number:: 0001209191-16-107488
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-03-09 20:31:34
Reporting Period:: 2016-03-08

Filing Date:: 2016-03-09
Accepted Time:: 2016-03-09 20:31:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1410636	American Water Works Company Inc.	AWK	Water Supply (4941)	510063696

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1430106	Walter Lynch	1025 Laurel Oak Road Voorhees NJ 08043	Evp And Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-08	20,000	$27.08	104,764	No	4	M	Direct
Common Stock	Disposition	2016-03-08	10,000	$68.00	94,764	No	4	S	Direct
Common Stock	Disposition	2016-03-08	10,000	$68.50	84,764	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-03-08	20,000	$0.00	20,000	$27.08

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
27,995		2017-12-31	No	4	M	Direct

Footnotes

Includes 102 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan.
The option award granted on February 24, 2011 and representing a right to purchase 55,292 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
A prior exercise of 7,297 shares underlying this option was previously reported.