Filing Details

Accession Number:
0001127602-16-045301
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-07 16:51:27
Reporting Period:
2016-03-04
Filing Date:
2016-03-07
Accepted Time:
2016-03-07 16:51:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72741 Eversource Energy ES Electric Services (4911) 042147929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214402 J Werner Schweiger C/O Eversource Energy
300 Cadwell Drive
Springfield MA 01104
Executive Vp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $5.00 Par Value Acquisiton 2016-03-04 47,232 $28.12 200,316 No 4 M Direct
Common Shares, $5.00 Par Value Disposition 2016-03-04 47,232 $54.98 153,084 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $5.00 Par Value Employee Stock Option (Right to Buy) Disposition 2016-03-04 47,232 $0.00 47,232 $28.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-03 2017-05-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $5.00 Par Value 9,326 Indirect 401k Plan (Trustee)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, $5.00 Par Value Phantom Shares $0.00 104,075 104,075 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
104,075 104,075 Direct
Footnotes
  1. Includes restricted share units, deferred restricted share units and dividend equivalents thereon.
  2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.75 to $55.35, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold within the range set forth above.
  3. Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
  4. The Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.