Filing Details

Accession Number:
0001179110-16-020908
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-03-03 16:58:38
Reporting Period:
2016-03-01
Filing Date:
2016-03-03
Accepted Time:
2016-03-03 16:58:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39677 Av Homes Inc. AVHI Operative Builders (1531) 231739078
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305016 Lionel Joshua Nash C/O Ulysses Management, Llc
One Rockefeller Plaza 20Th Floor
New York NY 10020
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-01 2,400 $9.93 308,200 No 4 P Indirect By Limited Partnership
Common Stock Acquisiton 2016-03-01 400 $9.93 50,199 No 4 P Indirect By Offshore Fund
Common Stock Acquisiton 2016-03-03 200 $9.98 308,400 No 4 P Indirect By Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Limited Partnership
No 4 P Indirect By Offshore Fund
No 4 P Indirect By Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 182,633 Direct
Common Stock 173,900 Indirect By Trust fbo Mother
Footnotes
  1. Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
  2. Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.