Filing Details

Accession Number:
0001144204-16-085569
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-03-02 16:28:58
Reporting Period:
2016-02-19
Filing Date:
2016-03-02
Accepted Time:
2016-03-02 16:28:58
Original Submission Date:
2016-02-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006655 Evolution Petroleum Corp EPM Crude Petroleum & Natural Gas (1311) 411781991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271502 John Lovoi 10000 Memorial Drive
Suite 550
Houston TX 77024
No No Yes No
1571902 Jvl Advisors, L.l.c. 10000 Memorial Drive
Suite 550
Houston TX 77024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-02-19 160,541 $4.25 814,500 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 279,860 Indirect See Footnotes
Common Stock 1,342,967 Indirect See Footnotes
Common Stock 175,000 Indirect See Footnotes
Common Stock 844,261 Indirect See Footnotes
Common Stock 147,456 Indirect See Footnotes
Common Stock 84,963 Indirect See Footnotes
Common Stock 199,700 Indirect See Footnotes
Common Stock 1,300,879 Indirect See Footnotes
Footnotes
  1. John V. Lovoi ("Lovoi") is the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund, LP, a Texas limited partnership ("Navitas"), JVL Partners, LP, a Texas limited partnership ("JVL Partners"), TJS Energy Fund, LP, a Delaware limited partnership ("TJS"), Hephaestus Energy Fund, LP, a Delaware limited partnership ("Hephaestus"), Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia"), Children's Energy Fund, LP, a Delaware limited partnership ("Children's"), and LVPU, LP, a Delaware limited partnership ("LVPU").
  2. Lovoi is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver", and collectively with Navitas, JVL Partners, TJS, Hephaestus, Asklepios, Panakeia, Children's and LVPU, the "Partnerships"), and (ii) a managing member of Peninsula-JVL Capital Advisors, LLC, which is the general partner of Belridge Energy Advisors, LP, a Delaware limited partnership ("Belridge").
  3. Because of their control over the Partnerships and Belridge, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships and Belridge; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships and Belridge, as applicable, in excess of their respective pecuniary interest in such securities.
  4. Represents shares of common stock held by JVL Partners following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  5. Represents shares of common stock held by Luxiver following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  6. Represents shares of common stock held by Panakeia following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  7. Represents shares of common stock held by Hephaestus following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  8. Represents shares of common stock held by Children's following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  9. Represents shares of common stock held by LVPU following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  10. Represents shares of common stock held by Asklepios following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  11. Represents shares of common stock held by Belridge following the sales of shares of common stock held by TJS and Navitas on February 19, 2016.
  12. Represents Navitas' sale of shares of common stock. This Amendment to Form 4 reflects that the 80,271 shares of common stock previously reported to be sold by Belridge were sold by Navitas.
  13. Represents an average sale price for the shares of common stock - the high price was $4.30 and the low price was $4.25.
  14. Represents shares of common stock held by Navitas.