Filing Details

Accession Number:
0001127602-16-043796
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-29 13:39:28
Reporting Period:
2016-02-25
Filing Date:
2016-02-29
Accepted Time:
2016-02-29 13:39:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1049502 Mks Instruments Inc MKSI Industrial Instruments For Measurement, Display, And Control (3823) 042277512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192439 H Seth Bagshaw 2 Tech Drive, Suite 201
Andover MA 01810
Vice President, Cfo, Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-25 5,052 $0.00 44,845 No 4 M Direct
Common Stock Acquisiton 2016-02-25 3,715 $0.00 48,560 No 4 M Direct
Common Stock Disposition 2016-02-25 2,846 $32.77 45,714 No 4 F Direct
Common Stock Disposition 2016-02-26 1,750 $32.70 43,964 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2016-02-25 5,052 $0.00 5,052 $0.00
Common Stock Restricted Stock Unit Disposition 2016-02-25 3,715 $0.00 3,715 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,856 No 4 M Direct
25,417 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  3. These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments commencing on the first anniversary of the grant date.
  4. These RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.