Filing Details

Accession Number:
0000899243-16-013202
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-12 16:06:56
Reporting Period:
2016-02-11
Filing Date:
2016-02-12
Accepted Time:
2016-02-12 16:06:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1504619 Pennantpark Floating Rate Capital Ltd. PFLT () 273794690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118957 L Samuel Katz C/O Pennantpark Floating Rate Cap. Ltd
590 Madison Avenue 15Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-02-11 4,140 $10.50 119,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300 Indirect Held by various related trusts