Filing Details

Accession Number:
0001612849-16-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-09 21:38:03
Reporting Period:
2016-02-05
Filing Date:
2016-02-09
Accepted Time:
2016-02-09 21:38:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612849 Brett Wilson 1250 53Rd Street, Suite 2
Emeryville CA 94608
President, Ceo & Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-11 10,000 $0.00 1,364,250 No 5 G Direct
Common Stock Acquisiton 2016-02-05 133,779 $0.00 1,498,029 No 4 A Direct
Common Stock Disposition 2016-02-08 15,000 $10.25 1,483,029 No 4 S Direct
Common Stock Disposition 2016-02-09 15,000 $10.19 1,468,029 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,500 Indirect By Child A
Common Stock 18,500 Indirect by Child B
Common Stock 18,500 Indirect by Child C
Common Stock 250 Indirect by Niece
Common Stock 250 Indirect by Nephew
Footnotes
  1. The reported shares are represented by restricted stock units or RSUs which vest over a four-year period as follows: 1/16th of the shares underlying the RSU award vest on the date three months after the vesting commencement date and 1/16th of the shares underlying the RSU award vest every three months thereafter, subject to the Reporting Person's continued service to the Issuer.
  2. Of the reported shares, 133,779 shares are represented by RSUs.
  3. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2014.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.155 to $10.66 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.89 to $10.39 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.