Filing Details

Accession Number:
0001437749-16-024558
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-02-02 20:13:35
Reporting Period:
2016-01-29
Filing Date:
2016-02-02
Accepted Time:
2016-02-02 20:13:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719274 Giga Tronics Inc GIGA Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 942656341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338364 R John Regazzi 4650 Norris Canyon Road
San Ramon CA 94583
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-01-29 80,400 $1.15 147,400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2016-01-29 60,300 $0.13 60,300 $1.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,300 2016-01-29 2021-01-29 No 4 P Direct
Footnotes
  1. The securities were purchased in a private placement. The shares are held by the reporting person through his individual retirement account.