Filing Details

Accession Number:
0000919574-16-009663
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-27 17:20:48
Reporting Period:
2016-01-25
Filing Date:
2016-01-27
Accepted Time:
2016-01-27 17:20:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1310067 Sears Holdings Corp SHLD Retail-Department Stores (5311) 201920798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214344 R Bruce Berkowitz C/O Fairholme Capital Management, L.l.c.
4400 Biscayne Boulevard, 9Th Floor
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $.01 Par Value Acquisiton 2016-01-25 6,800 $18.19 28,402,248 No 4 P Indirect See footnote
Common Shares, $.01 Par Value Acquisiton 2016-01-26 500 $17.00 28,402,748 No 4 P Indirect See Footnote
Common Shares, $.01 Par Value Acquisiton 2016-01-26 4,000 $16.51 28,406,748 No 4 P Indirect See Footnote
Common Shares, $.01 Par Value Acquisiton 2016-01-26 6,500 $16.65 28,413,248 No 4 P Indirect See Footnote
Common Shares, $.01 Par Value Acquisiton 2016-01-26 21,700 $16.74 28,434,948 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $.01 Par Value 71,700 Direct
Footnotes
  1. The securities are held in an account managed indirectly by Mr. Bruce R. Berkowitz (the "Reporting Person"). The Reporting Person does not have any direct or indirect pecuniary interest in the managed account because the Reporting Person (i) does not receive any incentive compensation from the managed account and (ii) does not have a direct or indirect interest in the managed account.
  2. The securities may be deemed to be beneficially owned by the Reporting Person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to a registered investment company and certain private funds and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. The securities are held in accounts managed indirectly by the Reporting Person. The Reporting Person does not have any direct or indirect pecuniary interest in the managed accounts because the Reporting Person (i) does not receive any incentive compensation from the managed accounts and (ii) does not have a direct or indirect interest in the managed accounts.