Filing Details

Accession Number:
0001182489-16-000858
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-01-26 15:20:03
Reporting Period:
2016-01-22
Filing Date:
2016-01-26
Accepted Time:
2016-01-26 15:20:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825542 Scotts Miracle-Gro Co SMG Agricultural Chemicals (2870) 311414921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180173 Littlefield Katherine Hagedorn C/O The Scotts Miracle-Gro Company
14111 Scottslawn Road
Marysville OH 43041
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2016-01-22 3,010 $65.51 5,438 No 4 S Direct
Common Shares Disposition 2016-01-25 2,757 $65.14 2,681 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 2,861,281 Indirect HPLP
Footnotes
  1. The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.14 to $65.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.885 to $65.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.
  4. Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.