Filing Details
- Accession Number:
- 0001127602-16-035615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-01-05 10:54:32
- Reporting Period:
- 2016-01-04
- Filing Date:
- 2016-01-05
- Accepted Time:
- 2016-01-05 10:54:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000697 | Waters Corp | WAT | Laboratory Analytical Instruments (3826) | 133668640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1252013 | A Joann Reed | 34 Maple Street Milford MA 01757 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-01-04 | 2,462 | $44.25 | 15,162 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-04 | 2,462 | $132.17 | 12,700 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-01-04 | 2,541 | $48.88 | 15,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-01-04 | 2,541 | $132.18 | 12,700 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-01-04 | 3,761 | $0.00 | 16,461 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-01-04 | 2,462 | $0.00 | 2,462 | $44.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-01-04 | 2,541 | $0.00 | 2,541 | $48.88 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2016-01-04 | 843 | $0.00 | 843 | $130.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,538 | 2007-05-11 | 2016-05-11 | No | 4 | M | Direct |
| 1,459 | 2008-01-03 | 2017-01-03 | No | 4 | M | Direct |
| 843 | 2017-01-04 | 2026-01-04 | No | 4 | A | Direct |
Footnotes
- Acquisition of common stock was made under a sale plan established pursuant to the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Sale of common stock was made under a sale plan established pursuant to the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Grant of shares of common stock subject to restrictions that lapse January 4, 2017.
- Options fully vest on January 4, 2017.
Billionaire Hedge Funds
