Filing Details
- Accession Number:
- 0001181580-15-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-30 16:18:30
- Reporting Period:
- 2015-12-28
- Filing Date:
- 2015-12-30
- Accepted Time:
- 2015-12-30 16:18:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718332 | Rave Restaurant Group Inc. | RAVE | Wholesale-Groceries & Related Products (5140) | 453189287 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208889 | E Mark Schwarz | 200 Crescent Court Suite 1400 Dallas TX 75201 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-28 | 3,335 | $5.75 | 84,026 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-12-30 | 16,665 | $5.85 | 100,691 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,729,773 | Indirect | Shares directly owned by Newcastle Partners L.P. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | $3.11 | 2013-06-25 | 2022-06-25 | 15,000 | 15,000 | Direct |
| Common Stock | Director Stock Option (right to buy) | $1.90 | 2010-06-29 | 2019-06-29 | 40,000 | 40,000 | Direct |
| Common Stock | Director Stock Option (right to buy) | $2.32 | 2009-07-02 | 2018-07-02 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-25 | 15,000 | 15,000 | Direct |
| 2019-06-29 | 40,000 | 40,000 | Direct |
| 2018-07-02 | 40,000 | 40,000 | Direct |
Footnotes
- Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.
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