Filing Details

Accession Number:
0001209191-15-087167
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-28 18:25:47
Reporting Period:
2015-12-24
Filing Date:
2015-12-28
Accepted Time:
2015-12-28 18:25:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
34563 Farmer Brothers Co FARM Miscellaneous Food Preparations & Kindred Products (2090) 950725980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314759 F Richard Farmer C/O Farmer Bros. Co.
13601 North Freeway, Suite 200
Fort Worth TX 76177
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value Disposition 2015-12-24 8,180 $32.06 3,309,679 No 4 S Indirect TRUSTEE
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect TRUSTEE
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $31.95 to $32.56; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  2. Reflects the Reporting Person's beneficial ownership of shares of Common Stock as a member of the Farmer Group (as defined in Schedule 13D/A filed with the SEC on September 21, 2006), as reported in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 28, 2015, after giving effect to the reported transaction and the sale transactions reported by the Reporting Person in his Form 4s relating to the Common Stock filed with the SEC on December 10, 2015 and December 17, 2015.
  3. The shares of Common Stock were sold directly by a trust of which the Reporting Person is the sole settlor, trustee and beneficiary. This sale was made pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.