Home > Insider Trading > Filing (0001177261-15-000131)

Filing Details

Accession Number:: 0001177261-15-000131
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-23 14:59:52
Reporting Period:: 2015-12-21

Filing Date:: 2015-12-23
Accepted Time:: 2015-12-23 14:59:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
936395	Ciena Corp	CIEN	Telephone & Telegraph Apparatus (3661)	232725311

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1032553	B Gary Smith	C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426	President, Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2015-12-21	3,064	$19.90	946,612	No	4	S	Direct
Common Stock	Disposition	2015-12-21	15,340	$19.90	931,272	No	4	S	Direct
Common Stock	Disposition	2015-12-21	10,227	$19.90	921,045	No	4	S	Direct
Common Stock	Disposition	2015-12-21	3,835	$19.90	917,210	No	4	S	Direct
Common Stock	Disposition	2015-12-21	16,221	$19.90	900,989	No	4	S	Direct
Common Stock	Disposition	2015-12-21	5,422	$19.90	895,567	No	4	S	Direct
Common Stock	Disposition	2015-12-21	2,882	$19.90	892,685	No	4	S	Direct
Common Stock	Disposition	2015-12-21	3,833	$19.90	888,852	No	4	S	Direct
Common Stock	Disposition	2015-12-21	12,951	$19.90	875,901	No	4	S	Direct
Common Stock	Disposition	2015-12-21	41,085	$19.90	834,816	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

RSU Taxes - 12/15/2011 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.)
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013.
RSU Tax Sales 12/18/12 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.)
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
RSU Tax Sales 12/17/13 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.)
RSU tax sales - 12/17/14 grant (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.)
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.