Filing Details

Accession Number:
0001638599-15-000445
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-22 16:20:18
Reporting Period:
2015-12-18
Filing Date:
2015-12-22
Accepted Time:
2015-12-22 16:20:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911649 Special Diversified Opportunities Inc. SDOI Miscellaneous Chemical Products (2890) 561581761
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025
No No Yes No
1337002 B. Riley & Co., Llc 11100 Santa Monica Blvd.ste. 800
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-18 742,344 $1.00 3,875,344 No 4 P Indirect By B. Riley and Co., LLC
Common Stock Disposition 2015-12-18 371,172 $1.00 3,504,172 No 4 S Indirect By B. Riley and Co., LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By B. Riley and Co., LLC
No 4 S Indirect By B. Riley and Co., LLC
Footnotes
  1. 1. This Form 4 is filed jointly by Bryant R. Riley and B. Riley and Co., LLC (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  2. 2. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. 3. Beneficially owned by B. Riley and Co., LLC. Mr. Riley is serving as the Chairman of B. Riley and Co., LLC and Chief Executive Officer of B. Riley Financial Inc., the parent company of B. Riley and Co., LLC. By virtue of his relationship with B. Riley and Co., LLC, Mr. Riley may be deemed to beneficially own the shares beneficially owned by B. Riley and Co., LLC.