Filing Details
- Accession Number:
- 0001209191-15-086254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-21 08:04:06
- Reporting Period:
- 2015-12-18
- Filing Date:
- 2015-12-21
- Accepted Time:
- 2015-12-21 08:04:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282648 | Halcon Resources Corp | HK | Crude Petroleum & Natural Gas (1311) | 200700684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1408621 | S David Elkouri | 1000 Louisiana Street, Suite 6700 Houston TX 77002 | Evp, Corp Strategy And Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-07 | 45,000 | $0.00 | 361,306 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2015-12-18 | 100,000 | $0.26 | 461,306 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2015-12-07 | 100 | $1,000.00 | 100 | $6.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-06-13 | No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,000 | Indirect | By IRA |
| Common Stock | 30,000 | Indirect | By IRA |
Footnotes
- On May 4, 2015, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on May 15, 2015. As a result, the reporting person received 1,243 shares of Halcon stock on June 1, 2015.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices $0.2511 to $0.26, inclusive. The reporting person undertakes to provide to Halcon Resources Corporation, any security holder of Halcon Resources Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4
- This Form 4 no longer includes 21,500 shares that were reported on the reporting person's last Form 4 filing by the reporting person as trustee of the reporting person's daughter's trust.
- The Series A Convertible Preferred Stock has no expiration date.
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