Filing Details

Accession Number:
0001225208-15-021808
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-07 13:32:50
Reporting Period:
2015-12-04
Filing Date:
2015-12-07
Accepted Time:
2015-12-07 13:32:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564429 J. Bernard Clark 211 Main Street
San Francisco CA 94105
Evp - Advisor Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-04 25,987 $17.38 25,987 No 4 M Direct
Common Stock Disposition 2015-12-04 25,987 $34.50 20,292 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2015-12-04 25,987 $0.00 25,987 $17.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-11-02 2019-11-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,368 Indirect by 401(k)
Common Stock 606 Indirect by ESOP
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015.
  2. This transaction was executed in multiple trades at prices ranging from $34.50 to $34.515. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.