Filing Details
- Accession Number:
- 0000899243-15-009018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-11-30 21:35:26
- Reporting Period:
- 2015-11-25
- Filing Date:
- 2015-11-30
- Accepted Time:
- 2015-11-30 21:35:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 3197 | Ceco Environmental Corp | CECE | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 132566064 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1327850 | Arthur Cape | 5249 Bessborough Avenue Montreal A8 H4V 2S5 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-25 | 6,000 | $4.86 | 27,376 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-25 | 6,000 | $8.54 | 21,376 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-11-25 | 6,000 | $0.00 | 6,000 | $4.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-05-19 | No | 4 | M | Direct |
Footnotes
- Price reflects a weighted average price for multiple transactions that ranged from $8.52 to $8.59 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in three equal annual installments on the anniversary of the grant date commencing May 20, 2011.
Billionaire Hedge Funds
