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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1552198	Whitehorse Finance Inc.	WHF	()	454247759

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1556687	Iii Demus James Carvell	200 Crescent Court, Suite 1414 Dallas TX 75201	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2015-11-24	479	$13.55	11,523	No	4	P	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2015-11-25	1,968	$13.55	13,491	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001 Per Share	Subscription Rights	Acquisiton	2015-11-20	11,044	$0.00	2,447	$13.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-10-23	2015-11-20	No	4	O	Direct

Footnotes

Subscription rights received pursuant to a pro rata distribution thereof to stockholders of record of WhiteHorse Finance, Inc. as of October 23, 2015 in connection with a rights offering. The subscription rights entitled stockholders of record to purchase one new share of common stock for every 4.511505 rights held. Stockholders of record who fully exercised their rights were entitled to subscribe for additional shares of common stock that remained unsubscribed as a result of any unexercised rights.