Filing Details

Accession Number:
0001221432-15-000093
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-25 12:19:55
Reporting Period:
2015-11-24
Filing Date:
2015-11-25
Accepted Time:
2015-11-25 12:19:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS Security Brokers, Dealers & Flotation Companies (6211) 320122554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248580 Sr P John Calamos 2020 Calamos Court
Naperville IL 60563
Chairman, Ceo, Global Co-Cio Yes Yes Yes No
1307316 Calamos Family Partners, Inc. 2020 Calamos Court
Naperville IL 60563
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-11-24 7,803 $9.38 1,149,878 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 7,586 Indirect By Spouse
Class A Common Stock 3,428 Indirect By Calamos Investments LLC
Footnotes
  1. Total represents 495,842.9940 shares of Class A Common Stock and 654,035 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).