Filing Details

Accession Number:
0001209191-15-081806
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-23 17:07:14
Reporting Period:
2015-11-20
Filing Date:
2015-11-23
Accepted Time:
2015-11-23 17:07:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430106 Walter Lynch 1025 Laurel Oak Road
Voorhees NJ 08043
President And Coo, Reg. Ops. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-20 2,703 $22.26 75,585 No 4 M Direct
Common Stock Disposition 2015-11-20 2,703 $57.50 72,882 No 4 S Direct
Common Stock Acquisiton 2015-11-20 7,297 $27.08 80,179 No 4 M Direct
Common Stock Disposition 2015-11-20 7,297 $57.50 72,882 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-20 2,703 $0.00 2,703 $22.26
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-20 7,297 $0.00 7,297 $27.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-31 No 4 M Direct
47,995 2017-12-31 No 4 M Direct
Footnotes
  1. Includes 424 previously unreported shares acquired under the American Water Works Company, Inc. Employee Stock Purchase Plan.
  2. The option award granted on February 26, 2010, representing a right to purchase in the aggregate 62,703 shares, vested in three equal installments on January 1, 2011, 2012 and 2013.
  3. 60,000 shares underlying this stock option were previously exercised and reported.
  4. The option award granted on February 24, 2011 and representing a right to purchase 55,292 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.