Filing Details

Accession Number:
0001209191-15-081680
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-20 19:52:08
Reporting Period:
2015-11-18
Filing Date:
2015-11-20
Accepted Time:
2015-11-20 19:52:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431293 Mark Chesla 1025 Laurel Oak Road
Voorhees NJ 08043
Vice President & Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-18 13,253 $20.70 28,052 No 4 M Direct
Common Stock Disposition 2015-11-18 13,253 $57.00 14,799 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-11-18 13,253 $0.00 13,253 $20.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-12-31 No 4 M Direct
Footnotes
  1. Includes 1,731 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan and through the automatic reinvestment of dividends paid on common stock (including 794 shares inadvertently omitted from the reporting person's previous Form 4s filed on March 17, 2014 and during 2015).
  2. The option award granted on February 20, 2009 and representing a right to purchase 13,253 shares, vested in three equal installments on January 1, 2010, 2011 and 2012.