Filing Details

Accession Number:
0001209191-15-081662
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-20 17:28:07
Reporting Period:
2015-11-18
Filing Date:
2015-11-20
Accepted Time:
2015-11-20 17:28:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348182 K Robert Kraft C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2015-11-18 10,000 $16.80 150,000 No 4 P Indirect By KPC US Equity LLC
Class A Shares Acquisiton 2015-11-20 10,000 $16.74 160,000 No 4 P Indirect By KPC US Equity LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By KPC US Equity LLC
No 4 P Indirect By KPC US Equity LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 10,860 Direct
Class A Shares 60,000 Indirect By Two R LLC
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.45 to $16.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Class A Shares are owned directly by KPC US Equity LLC, which is under the sole control of the Reporting Person, and may be deemed to be beneficially owned by the Reporting Person.
  3. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.73 to $16.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Reported amount includes 7,240 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date.
  5. Class A Shares are owned directly by Two R LLC, which is under the sole control of the Reporting Person, and may be deemed to be beneficially owned by the Reporting Person.