Filing Details

Accession Number:
0001441634-15-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-19 18:25:24
Reporting Period:
2015-11-18
Filing Date:
2015-11-19
Accepted Time:
2015-11-19 18:25:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441634 Avago Technologies Ltd AVGO Semiconductors & Related Devices (3674) 980682363
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570993 E. Anthony Maslowski C/O Avago Technologies U.s. Inc.
1320 Ridder Park Drive
San Jose CA 95131
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2015-11-18 5,000 $39.25 64,667 No 4 M Direct
Ordinary Shares Disposition 2015-11-18 5,000 $121.92 59,667 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2015-11-18 5,000 $0.00 5,000 $39.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
72,500 2020-09-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 13,995 Indirect See Footnote
Footnotes
  1. Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Includes 59,667 Restricted Share Units.
  3. The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
  4. Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the Option will be fully vested on September 11, 2017. The exercisability requirements for the Option have been met.