Filing Details

Accession Number:
0001209191-15-081264
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-19 15:49:57
Reporting Period:
2015-11-17
Filing Date:
2015-11-19
Accepted Time:
2015-11-19 15:49:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942082 Iii H Carl Lindner 301 East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-03 3,157 $0.00 4,128,412 No 5 G Indirect #1
Common Stock Disposition 2015-03-31 3,870 $0.00 4,141,428 No 5 G Indirect #1
Common Stock Disposition 2015-08-06 1,700 $0.00 4,139,728 No 5 G Indirect #1
Common Stock Acquisiton 2015-08-26 205 $0.00 4,139,933 No 5 G Indirect #1
Common Stock Disposition 2015-09-29 437 $0.00 4,155,518 No 5 G Indirect #1
Common Stock Acquisiton 2015-11-17 48,394 $27.20 4,203,912 No 4 M Indirect #1
Common Stock Disposition 2015-11-17 48,394 $70.91 4,155,518 No 4 S Indirect #1
Common Stock Acquisiton 2015-11-18 26,606 $27.20 4,182,124 No 4 M Indirect #1
Common Stock Disposition 2015-11-18 26,606 $70.71 4,155,518 No 4 S Indirect #1
Common Stock Acquisiton 2015-08-26 205 $0.00 37,648 No 5 G Indirect #2
Common Stock Disposition 2015-04-16 6,123 $0.00 2,336,336 No 5 G Indirect #29
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect #1
No 5 G Indirect #1
No 5 G Indirect #1
No 5 G Indirect #1
No 5 G Indirect #1
No 4 M Indirect #1
No 4 S Indirect #1
No 4 M Indirect #1
No 4 S Indirect #1
No 5 G Indirect #2
No 5 G Indirect #29
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Exercise Disposition 2015-11-17 48,394 $0.00 48,394 $27.20
Common Stock -Stock Option Exercise Disposition 2015-11-18 26,606 $0.00 26,606 $27.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,606 2018-02-21 No 4 M Direct
0 2018-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,348,500 Indirect #12
Common Stock 176,166 Indirect #21
Common Stock 33,091 Indirect #22
Common Stock 1,473,138 Indirect #26
Common Stock 110,589 Indirect #30
Footnotes
  1. On 3/31/2015, Indirect #26 transferred 10,695 shares of AFG Common Stock to Indirect #1 and on 6/30/2015, Indirect #26 transferred 16,886 shares of AFG Common Stock to Indirect #1. On 9/30/2015, Indirect #26 transferred 16,022 shares of AFG Common Stock to Indirect #1.
  2. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.91 to $71.215, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnotes (3) and (4).
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.57 to $70.81 inclusive.
  5. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
  6. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
  7. Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05.
  8. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05.
  9. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
  10. Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.
  11. Indirect #30: Martha S. Lindner TTEE Carl H. Lindner Dynasty Trust DTD 12/21/12
  12. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.