Home > Insider Trading > Filing (0001127602-15-030711)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
701347	Central Pacific Financial Corp	CPF	State Commercial Banks (6022)	990212597

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1506560	Catherine Agnes Ngo	220 S King Street Honolulu HI 96813	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-11-05	1,000	$23.15	2,188	No	4	S	Indirect	SVC Management Co. LLC
Common Stock	Disposition	2015-11-05	1,000	$23.24	1,188	No	4	S	Indirect	SVC Management Co. LLC
Common Stock	Disposition	2015-11-05	1,188	$23.25	0	No	4	S	Indirect	SVC Management Co. LLC
Common Stock	Disposition	2015-11-05	4,627	$23.00	0	No	4	S	Indirect	Startup Capital Ventures, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	SVC Management Co. LLC
No	4	S	Indirect	SVC Management Co. LLC
No	4	S	Indirect	SVC Management Co. LLC
No	4	S	Indirect	Startup Capital Ventures, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	69,222	Indirect	Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00
Common Stock	5,886	Indirect	CPF Foundation
Common Stock	8,122	Direct
Common Stock	2,706	Direct
Common Stock	9,480	Direct
Common Stock	5,767	Direct
Common Stock	2,714	Indirect	Robert Hines IRA
Common Stock	2,855	Direct
Common Stock	13,227	Direct

Footnotes

These shares were sold by Startup Capital Ventures, Management Co, LLC (the "Company"). Ms. Ngo had an interest in the shares owned by the Company. Ms. Ngo disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
These shares were sold by Startup Capital Ventures, LP (the "Partnership"). Ms. Ngo had an interest in the shares owned by the Partnership. Ms. Ngo disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
RSUs time-based; granted 2/17/15
RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.