Filing Details

Accession Number:
0000750556-15-000161
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-11-06 15:58:59
Reporting Period:
2015-11-05
Filing Date:
2015-11-06
Accepted Time:
2015-11-06 15:58:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311783 D Raymond Fortin 303 Peachtree Street, N.e.
Atlanta GA 30308
Corp. Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-05 30,000 $21.67 71,530 No 4 M Direct
Common Stock Disposition 2015-11-05 22,182 $43.39 49,348 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Acquisiton 2015-11-05 30,000 $21.67 30,000 $21.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,196 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,493 1,493 Direct
Common Stock Phantom Stock $0.00 2016-02-21 2,315 2,315 Direct
Common Stock Phantom Stock $0.00 2017-02-21 2,316 2,316 Direct
Common Stock Phantom Stock $0.00 2016-02-10 2,104 2,104 Direct
Common Stock Phantom Stock $0.00 2017-02-10 2,104 2,104 Direct
Common Stock Phantom Stock $0.00 2018-02-10 2,104 2,104 Direct
Common Stock Option $71.03 2009-02-14 2016-02-14 20,000 20,000 Direct
Common Stock Option $85.06 2010-02-13 2017-02-13 18,000 18,000 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 33,500 33,500 Direct
Common Stock Option $9.06 2012-02-10 2019-02-08 50,000 50,000 Direct
Common Stock Option $32.27 2014-02-08 2021-02-08 66,300 66,300 Direct
Common Stock Option $27.41 2014-02-26 2023-02-26 7,753 7,753 Direct
Common Stock Option $27.41 2015-02-26 2023-02-26 7,753 7,753 Direct
Common Stock Option $27.41 2016-02-26 2023-02-26 7,754 7,754 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,493 1,493 Direct
2,315 2,315 Direct
2,316 2,316 Direct
2,104 2,104 Direct
2,104 2,104 Direct
2,104 2,104 Direct
2016-02-14 20,000 20,000 Direct
2017-02-13 18,000 18,000 Direct
2018-02-12 33,500 33,500 Direct
2019-02-08 50,000 50,000 Direct
2021-02-08 66,300 66,300 Direct
2023-02-26 7,753 7,753 Direct
2023-02-26 7,753 7,753 Direct
2023-02-26 7,754 7,754 Direct
Footnotes
  1. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  2. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
  3. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  4. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan.
  5. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. One third of the award vests each year for three years.
  6. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
  7. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.