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Home > Insider Trading > Filing (0001003344-15-000062)

Filing Details

Accession Number:: 0001003344-15-000062
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-05 19:20:53
Reporting Period:: 2015-11-04

Filing Date:: 2015-11-05
Accepted Time:: 2015-11-05 19:20:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1003344	Headwaters Inc	HW	Concrete Products, Except Block & Brick (3272)	870547337

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1308589	William Gehrmann	10701 S. River Front Parkway, Suite 300 South Jordan UT 84095	Pres. Headwaters Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Restricted Stock	Acquisiton	2015-11-04	6,210	$0.00	69,043	No	4	A	Direct
Restricted Stock	Disposition	2015-11-05	2,112	$17.93	66,931	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Acquisiton	2015-11-04	11,807	$0.00	11,807	$17.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,807	2016-09-30	2025-09-30	No	4	A	Direct

Footnotes

Vesting pro rata yearly for a period of 3 years on September 30th, subject to performance condition.
Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards.