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Home > Insider Trading > Filing (0001003344-15-000056)

Filing Details

Accession Number:: 0001003344-15-000056
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-11-05 19:14:35
Reporting Period:: 2015-11-04

Filing Date:: 2015-11-05
Accepted Time:: 2015-11-05 19:14:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1003344	Headwaters Inc	HW	Concrete Products, Except Block & Brick (3272)	870547337

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1077606	A Kirk Benson	10701 S. River Front Parkway, Suite 300 South Jordan UT 84095	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Restricted Stock	Acquisiton	2015-11-04	39,183	$0.00	418,857	No	4	A	Direct
Restricted Stock	Disposition	2015-11-05	18,192	$18.90	400,665	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Acquisiton	2015-11-04	74,492	$0.00	74,492	$17.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
74,492	2016-09-30	2025-09-30	No	4	A	Direct

Footnotes

Vesting pro rata yearly for a period of 3 years on September 30th, subject to performance condition.
Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards.